34th Annual Consumer Compliance Seminar


April 3-5, 2019 - The Florida Hotel, Orlando, Florida

This seminar has been applied for 20 CRCM continuing education credits from the ICB.

Click here to download the 2019 speaker presentation handouts.

Primary Speaker: Kristen Stogniew, Shareholder, Saltmarsh, Cleaveland & Gund

After 33 years, this flagship compliance program continues to shine the spotlight on not just the application and enforcement of new rule changes, but also on practical, meaningful solutions. This year again identifies a number of ongoing, current and pending changes. Each day will begin with a general session followed on Wednesday and Thursday by a series of breakout sessions with detailed discussions of many timely, emerging issues including various consumer lending and deposit/operations critical issues, risk-management, audit, and “impact points” to help manage and measure performance.

Best of all, this program offers a valuable opportunity for peer exchange not found at national conferences and on-line presentations. For those who attend every year, and others who have only recently discovered the benefits of bringing a friend, this program offers shared peer experiences, while applying “lessons learned” from instructors. This has contributed to the continued “value-added” success of the program, making the “take-away” benefits invaluable. 

For a third of a century, this educational compliance event has met and exceeded the expectations of Florida bankers in helping meet their regulatory challenges. This year’s line-up will take a closer look at a variety of pertinent and timely issues and topics. So regardless of how you manage compliance risk and keep up with the changes, there is no better place to be than this 33rd Annual Consumer Compliance Seminar.

With three distinct training tracks this program provides more value-added cost-benefit than any compliance forum of its kind. Judging by its success over the years, it continues to be among the largest, most diverse and wide-ranging ever. Join your friends and colleagues for the state’s best known and longest running, continuous, statewide compliance educational event.

If you are interested in exhibiting at this event, click here to down a registration with more information.

If you are interested in becoming a sponsor at this event, click here for more information.

Registration Prior to 3/3/19
FBA Member: $650.00/person
Non-Member: $1,300.00/person

Registration After 3/3/19
FBA Member: $700.00/per person
Non-Member: $1,400.00/per person

Register for the Event Below



Click here to download a brochure

Who Should Attend?
This program is particularly helpful for compliance and regulatory risk officers; compliance support staff; examination liaison personnel, legal, audit/review managers and staff; operations specialists; those involved with lending and deposit-related compliance functions; and BSA/AML/OFAC specialists.

Wednesday, April 3, 2019

7:30 a.m. - 8:30 a.m. - Registration & Continental Breakfast with the Exhibitors

8:30 a.m. - 10:45 a.m. - General Session
Kristen Stogniew - "Welcome, Introductions and Program Overview"

"Elder Exploitation in Real Life"
Jeanne Canavan, Deputy Chief Assistant District Attorney, Dekalb County, Georgia

"The State of Compliance and Washington Update"
Virginia O'Neill, Senior Vice President Center for Regulatory Compliance, American Bankers Association

10:45 a.m. - 11:15 a.m. - Refreshment Break with the Exhibitors

11:15 a.m. - 12:30 p.m. - Concurrent Sessions
Track 1 - Beginners
Track 2 - Deposit & Strategic
Track 3 - Loans & Strategic

Track 1
Consumer Loan 
Compliance Basics
Sarah Oliver

 Track 2
Strategic Deposit Compliance
Issues and Management
Susan Rich

 Track 3
Fair Lending & Redlining:
It's Not Just Lending
Gary Clayton

12:30 p.m. - 1:30 p.m. - Luncheon

1:30 p.m. - 2:45 p.m. - Concurrent Sessions

Track 1
Residential & Commercial
Lending Compliance Basics
Connie Edwards

 Track 2
Best Practices in
AML Compliance
Rick MacNamara

 Track 3
Practical Ways to Improve
CRA Performance
Britt Faircloth


2:45 p.m. - 3:00 p.m. - Refreshment Break with the Exhibitors

3:00 p.m. - 4:15 p.m. - Concurrent Sessions

Track 1
Deposit Compliance
Basics

Betsy Glickman

 Track 2
2019 NACHA Changes: What
is an Appropriate Risk-Based
Compliance Audit Program
Nanci Morgan McKenzie

 Track 3
New Developments in Serving
Individuals With Limited
English Proficiency
Elizabeth Kemp

4:15 p.m. - 4:30 p.m. - Refreshment Break with the Exhibitors

4:30 p.m. - 5:15 p.m. - General Session
"Open Forum"
Kristen StogniewShareholder, Saltmarsh, Cleaveland & Gund

5:15 p.m. - 6:15 p.m. - Adjourn to Networking Reception in Exhibition Hall

Thursday, April 4, 2019

7:30 a.m. - 8:30 a.m. - Continental Breakfast with the Exhibitors

8:30 a.m. - 10:00 a.m. - General Session/Regulator Panel
Regulator Panel: "Current Examination & Enforcement Focus, Findings & Expectations"
Kristen Stogniew (moderator), Sherri Brown, Rodney Ford, Rick MacNamara,Molly McKnight,
Jamal Mohammad, Robert Moran, Stephanie Ovington, Phyllis Patton, Danny Santivasci, 

10:00 a.m. - 10:15 a.m. - Refreshment Break with the Exhibitors

10:15 a.m. - 11:30 a.m. - Concurrent Sessions
Track 1 - Beginners
Track 2 - Deposit & Strategic
Track 3 - Loans & Strategic

Track 1
Intro to Legal Research
Connie Edwards
 Track 2
IRS & Foreign Tax/FACTA
Gabriel Caballero, Jr.
 Track 3
TRID Construction Loans
Patti Blenden


11:30 a.m. - 12:45 p.m. - Lunch

12:45 p.m. - 2:00 p.m. - Concurrent Sessions

Track 1
Basics of
UDAAP/UDAP
Patti Blenden
 Track 2
Breaking Down Beneficial Ownership
Documentation of Legal Entity Customers
Patti Hernandez
 Track 3
Current Issues with FinTech
and Regulatory Compliance
Kristen Stogniew

2:00 p.m. - 2:15 p.m. - Refreshment Break With the Exhibitors

2:15 p.m. - 3:30 p.m. - Concurrent Sessions

Track 1
Intro to the 
Compliance Exam

FDIC Speaker TBD
 Track 2
Legal Potpourri: Responding to Legal
Requests, Garnishments, Dealing with POAs,
Customers in Bankruptcy, ADA & RESPA Updates
Sarah Pape
 Track 3
Private Flood 
Insurance

Patti Blenden

3:30 p.m. - 4:00 p.m. - Refreshment Break with the Exhibitors

4:00 p.m. - 5:00 p.m. - Regulator Breakouts

FDIC

Sherri Brown, Stephanie
Ovington, Phyllis Patton
Jamal Mohammad
Federal Reserve

Bob Moran, Danny Santivasci
& Rick MacNamara
 OCC

Rodney Ford &
Molly McKnight

 CFPB

TBD


5:00 p.m. - 6:00 p.m. - Adjourn to Networking Reception in Exhibition Hall

Friday, April 5, 2019

7:30 a.m. - 8:30 a.m. - Continental Breakfast with the Exhibitors

8:30 a.m. - 10:15 a.m. - General Session
"Banking Ethics, Governance & Risk Mitigation Best Practices"
Monika McCarthy, Managing Director & General Counsel, CrossCheck Compliance, LLC

"Open Forum: Key Take-Aways and What to Tell Your CEO"
Kristen Stogniew, Shareholder, Saltmarsh, Cleaveland & Gund

10:15 a.m. - 10:30 a.m. - Stand Up Refreshment Break

10:30 a.m. - 11:45 a.m. - General Session
"Implementing Lines of Defenses in Banks of Varying Sizes and Structures"
Patti Blenden, President, Financial Solutions 

11:45 a.m. - Closing Remarks and Meeting Adjourned

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