2011 BSA/AML COMPLIANCE MANAGEMENT
March 16, 2011: Location TBD - Orlando
Speaker: Ken Golliher, Principal, Pegasus Educational Services, LLC

NEW - See the bottom of this page for information on how to view this entire event via live streaming video on your computer or in your bank's training room...on the same day as the live event in Orlando.

BSA/AML compliance is its own growth industry. Every new year brings changes in legal requirements and regulatory philosophies.

This year was ushered in with a major revision of the process for recognizing “exempt persons” who are not subject to currency transaction reporting. It eliminates the need for filing a Designation of Exempt Person form in some circumstances and the filing of biennial renewals as well. Som key areas emphasized in this program include:
v recent revisions to CTR exemption processes,
v recent publication of customer communications regarding structuring,
v identifying and monitoring high risk customers,
v using the BSA/AML Examination Handbook as a compliance tool,
v recent SAR filing statistics, and
v proper SAR completion.

This full day seminar brings attendees current on both the basic regulatory requirements and the philosophies currently affecting on-site examinaions. It is designed to be practical on everyday issues connected to a domestic rather than international BSA/AML compliance management effort.

Topics Covered
The presentation is a comprehensive overview of BSA/AML compliance issues, but it focuses on recent developments too. The program includes coverage of:
v Reviewing and Updating Your Risk Assessment
v Anti – Money Laundering programs (AMLs)
v Customer Identification Programs (CIPs)
v Due Diligence and Enhanced Due Diligence - What’s what?
v Currency Transaction Reporting
v Recent Changes to the CTR Filing Exemption Process
v Record Retention
v Official Checks
v Wire Transfers
v Introduction to OFAC Requirements
v Suspicious Activity Reporting

Why Attend This Seminar?
v BSA is one of the few regulations where compliance is so critical it is classified as a “safety and soundness” issue.
v Regulations require every bank to have an ongoing Bank Secrecy Act training program and examiners routinely ask for evidence of recent training – even from experienced BSA personnel.
v SAR filing requirements are one of the most difficult compliance responsibili- ties your institution has

Who Should Attend?
The program is designed for personnel who have responsibility for maintaining or auditing Bank Secrecy Act compliance efforts.

CRCM Credits
This program is approved for 5.75 hours of Continuing Professional Education credit for Certified Regulatory Compliance Managers.

Meet your Speaker
Ken Golliher is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. He is an experienced banker with a unique ability to reduce complex legal concepts to plain English. He has explained the “why” and “how” of regulations to thousands of financial institution personnel and examiners. Ken’s banking career began in 1972 and includes serving as a teller, commercial operations manager and as trust department legal counsel in a state and a national bank. For ten years he headed the education division of a regional consulting firm for financial institutions. He has served on the faculty of the LSU Graduate School of Banking, the OTS’ Level I Compliance School and the FDIC’s Advanced Consumer Protection School for examiners. He has presented seminars in more than 25 states and has served as an instructor at compliance schools sponsored by ten state bankers associations. He is a member of the Society for Applied Learning Technology. He is also a moderator of the BSA and Florida forums at Bankersonline, http://www.bankersonline.com/

v v Live, Same Day Streaming Video Connection v v
We are pleased to offer this new educational venue as a way to help you educate your employees in a very cost effective way. If you can’t travel to Orlando then simply register for the live streaming venue; assemble as many of your co-workers that will fit into your training room; and educate them for very few dollars per person.

There will be opportunities to ask questions via your computer throughout the day. And you will have unlimited access to the same content for six (6) months after the event.

The minimum technology requirements you will need are:
v A wireless or ethernet connection to a computer (ethernet preferred)
v A video projector and appropriate speakers attached to the computer
v At least 512 KB/S internet download speed
v Microsoft Silverlight installed on your computer - Click here to download this FREE player.

Please contact Pete Brokaw or Abigail Howard if you have questions on this new offer.

Seminar Schedule
8:30 a.m. - Registration
9:00 a.m. - Meeting
4:00 p.m. - Adjournment