2011 FLORIDA DEPOSIT ACCOUNT ADMINISTRATION
March 16, 2011: Location TBD - Orlando
Speaker: Ken Golliher - Principal - Pegasus Educational Services, LLC

NEW - See the bottom of this page for information on how to view this entire event via live streaming video on your computer or in your bank's training room...on the same day as the live event in Orlando.

We are pleased to offer this event not only as a face-to-face seminar, but also through a live streaming video feed over the Internet.

This is one of the most popular and highest rated annual programs offered by the Florida Bankers Association.

It has always been important to know: Is the title consistent with legal requirements under state law? Is ownership/access properly documented? Does the TIN obtained meet IRS requirements? What’s the difference between “joint with a right of survivorship” and “tenants by the entireties?” Now, since there are required responses to “Red Flags” regarding identity theft, examiners will be paying more attention to this process than ever before.

This full day seminar addresses those critical issues. However, it goes beyond that information to include common issues in account administration – changes that may be necessary years after an account is opened. How should a financial institution handle a request to add or remove a signatory on an account? What are the legal requirements for a valid power of attorney? This is the most comprehensive program available on this topic. Attendees say the manual remains on top of their desk – it is their most common reference tool!

Program Content
v Account Titles Recognized by Florida Law, Including Tenancy by the Entirety
v Documentation Requirements/Options for business accounts
v “Customer Identification Program” (BSA)
v Using Verification Services
v “Red Flags” for identity theft and proper responses
v Due diligence and enhanced due diligence (BSA)
v NOW Account Eligibility
v Powers of Attorney
v Closing an Account
v Maintaining Consumer Accounts; e.g. adding & deleting signatories
v Maintaining Business accounts; e.g. resolutions, DBA certificates, and verifying existence
v Procedures on Death of an Owner
v TIN Compliance, U.S. citizens, resident aliens and non-resident aliens.

Who Should Attend
The program is designed for new accounts representatives, supervisors and auditors. (Those who want to attend the Florida Bankers Association’s “Advanced Deposit Administration” program in October should consider attending this program first.)

Meet the Speaker
Ken Golliher is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. He is an experienced banker with a unique ability to reduce complex legal concepts to plain English. He has explained the “why” and “how” of regulations to thousands of financial institution personnel and examiners. Ken’s banking career began in 1972 and includes serving as a teller, commercial operations manager and as trust department legal counsel in a state and a national bank. For ten years he headed the education division of a regional consulting firm for financial institutions. He has served on the faculty of the LSU Graduate School of Banking, the OTS’ Level I Compliance School and the FDIC’s Advanced Consumer Protection school for examiners. He has presented seminars in more than 25 states and has served as an instructor at compliance schools sponsored by the Illinois, Indiana, Iowa, Georgia, Kansas, Kentucky, Nebraska, Oklahoma, Pennsylvania and Texas bankers associations. He is a member of the Society for Applied Learning Technology. He is also a “BOL Guru” at http://www.bankersonline.com/ and the moderator for the “Florida” forum.

v v Live, Same Day Streaming Video Connection v v
We are pleased to offer this new educational venue as a way to help you educate your employees in a very cost effective way. If you can’t travel to Orlando then simply register for the live streaming venue; assemble as many of your co-workers that will fit into your training room; and educate them for very few dollars per person.

There will be opportunities to ask questions via your computer throughout the day. And you will have unlimited access to the same content for six (6) months after the event.

The minimum technology requirements you will need are:
v A wireless or ethernet connection to a computer (ethernet preferred)
v A video projector and appropriate speakers attached to the computer
v At least 512 KB/S internet download speed
v Microsoft Silverlight installed on your computer - Click here to download this FREE player.

Please contact Pete Brokaw or Abigail Howard if you have questions on this new offer.

Seminar Schedule
8:30 a.m. - Registration
9:00 a.m. - Meeting
4:00 p.m. - Adjournment