2010 ADVANCED FLORIDA DEPOSIT ACCOUNT ADMINISTRATION
October 12, 2010 : Downtown Sheraton Hotel - Orlando
Speaker: Ken Golliher - Principal - Pegasus Educational Services, LLC

NEW - See the bottom of this page for information on how to view this entire event via live streaming video on your computer or in your bank's training room...on the same day as the live event in Orlando.

This program focuses on the correct methods for opening and maintaining non personal accounts. It explains the “what”, “when” and “why” of fiduciary and business accounts – relationships that usually require more than just a signature card to open and more than the decision of an individual to change. The program content also addresses federal law as it affects the new accounts process including:
v Due diligence and enhanced due diligence as currently required by the Bank Secrecy Act and
v Due diligence and enhanced due diligence as required by the Unlawful Internet Gambling Enforcement Act.

Fiduciary Accounts
The program explains the purposes of the various fiduciary accounts. It also indicates which are created by court order and which are created by the actions of an individual. It helps attendees know what to look for in the variety of legal documents financial institutions may require to open the account.
v Attorney-in-Fact (new regulations regarding U.S. Treasury checks)
v Guardianship: Representative Payee
v TIN Requirements
v Uniform Transfers to Minors Act
v Grantor Trust
v Irrevocable Trust
v Decedent’s Estate
v Representative Paye
v IOTA Accounts
v Trust Synopses
v Deposit Insurance
v Court Orders
v Documentation Requirements

Business Accounts
The seminar explains each type of business organization recognized under Florida law. It reviews the documents a financial institution might require to open a business account and why each might be important. The manual includes sample forms, including those available from state and local resources, as well as the Internet. It also incorporates discussions regarding the proper use of forms available from vendors.
v TIN Requirements
v Campaign Accounts
v Sole Proprietorships
v Partnerships
v Limited Partnerships
v Limited Liability Companies
v Corporations
v Resolutions
v Certificates of Status
v Articles of Incorporation
v Licenses
v Articles of Organization
v DBA Registrations
v Deposit Insurance

Please bring a copy of each of your bank’s deposit contracts; e.g. signature cards and forms you routinely need to open or modify fiduciary and business accounts.

Who Should Attend
The program is designed for experienced new accounts representatives, supervisors and auditors.

Meet the Speaker
Ken Golliher is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. He is an experienced banker with a unique ability to reduce complex legal concepts to plain English. He has explained the “why” and “how” of regulations to thousands of financial institution personnel and examiners. Ken’s banking career began in 1972 and includes serving as a teller, commercial operations manager and as trust department legal counsel in a state and a national bank. For ten years he headed the education division of a regional consulting firm for financial institutions. He has served on the faculty of the LSU Graduate School of Banking, the OTS’ Level I Compliance School and the FDIC’s Advanced Consumer Protection School for examiners. He has presented seminars in more than 25 states and has served as an instructor at compliance schools sponsored by the Illinois, Indiana, Iowa, Georgia, Kansas, Kentucky, Nebraska, Oklahoma, Pennsylvania and Texas bankers associations. He is a member of the Society for Applied Learning Technology. He is also a moderator of the BSA and Florida forums at http://www.bankersonline.com/

Attention: There is a $6 daily valet-parking fee for all events located at the Orlando Downtown Marriott.

v v Live, Same Day Streaming Video Connection v v
We are pleased to offer this new educational venue as a way to help you educate your employees in a very cost effective way. If you can’t travel to Orlando then simply register for the live streaming venue; assemble as many of your co-workers that will fit into your training room; and educate them for very few dollars per person.

There will be opportunities to ask questions via your computer throughout the day. And you will have unlimited access to the same content for six (6) months after the event.

The minimum technology requirements you will need are:
v A wireless or ethernet connection to a computer (ethernet preferred)
v A video projector and appropriate speakers attached to the computer
v At least 512 KB/S internet download speed
v Microsoft Silverlight installed on your computer - Click here to download this FREE player.

Please contact Pete Brokaw or Abigail Howard if you have questions on this new offer.

Seminar Schedule
8:30 a.m. - Registration
9:00 a.m. - Meeting
4:00 p.m. - Adjournment