Celebrating its 19th anniversary, the FBA BSA/AML Symposium will once again identify a series of new and ongoing challenges. Given the continuing headlines and enforcement actions, bank directors and management have a right to be very cautious. Today’s BSA/AML Compliance professional will need all the knowledge, experience and tools available to face the demands and get the job done. The Florida Bankers Association is proud to present this BSA/AML event that helps identify what’s new, what’s not, and what’s next in meeting the challenge.
How do you maintain your credentials for managing, auditing or implementing the portion of your institution’s compliance function that relates to money laundering, terrorist financing or even national security? This is a question you will have to answer during every future BSA/AML regulatory examination. Your answer will serve as the regulators’ first impression of you and your bank’s compliance efforts.
Your participation establishes your bank’s as well as your own commitment to staying abreast of the most dynamic and pervasive compliance responsibility your institution has. Every bank must provide ongoing training to those responsible for BSA and AML compliance. This school will give you that required training along with the opportunity to listen to and interact with regulators from both the state and federal regulatory agencies. It also allows you a unique opportunity to get some rare “how to” instruction in BSA/AML compliance issues.
How do you maintain your credentials for managing, auditing or implementing the portion of your institution’s compliance function that relates to money laundering, terrorist financing or even national security? This is a question you will have to answer during every future BSA/AML regulatory examination. Your answer will serve as the regulators’ first impression of you and your bank’s compliance efforts.
Your participation establishes your bank’s as well as your own commitment to staying abreast of the most dynamic and pervasive compliance responsibility your institution has. Every bank must provide ongoing training to those responsible for BSA and AML compliance. This school will give you that required training along with the opportunity to listen to and interact with regulators from both the state and federal regulatory agencies. It also allows you a unique opportunity to get some rare “how to” instruction in BSA/AML compliance issues.
Program
|
Overview of Topics:
• Bootcamp for Beginners (optional bonus session) • Check Fraud • Cyber Fraud • ATM Security • Law Enforcement Panel • BSA/AML Fraud Strategic Management Panel • Elder Financial Exploitation • Mortgage Loan Fraud/Red Flags • Regulator Panel • And more! Schedule Overview:
Monday, December 9 (8:30am-5:30pm) Tuesday, December 10 (9:00am-5:00pm) Wednesday, December 11 (8:30am-12:00pm) Continuing Education Credits 15 CRCM; 15 CAFP ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. The 19th Annual BSA/AML Symposium has been approved for 15 CAFP and 15 CRCM credits. This statement is not an endorsement of this program or its sponsor. Certification holders must report these credits at aba.csod.com |
|
Primary Facilitator / School Emcee
Kristen J. Stogniew, Esq., AAP - Shareholder, Saltmarsh, Cleaveland & Gund
Kristen is a shareholder in the Financial Institutions Advisory Group of Saltmarsh, Cleaveland & Gund. She received her B.S. in Finance, Cum Laude, from the University of South Florida, and her J.D. Cum Laude from Stetson College of Law where she graduated 6th in her class. She has more than 20 years of experience as a trusted advisor to community banks and credit unions on legal, operational and compliance concerns. Kristen is an Adjunct Faculty Member at the Florida State University’s College of Law, and an instructor at the Florida Bankers Association Florida School of Banking, held at the University of Florida. She is a Certified Fraud Examiner and a member of the Institute of Internal Auditors, the Florida Bar Association, and the American Bar Association (Banking and Consumer Financial Services Law), and is a regular speaker at state and local industry, compliance and BSA/AML associations.
As Shareholder at Saltmarsh, Kristen leads a team of dedicated professional consultants who provide internal audits, compliance reviews and other consulting services and help our financial institution clients establish and maintain compliance with regulatory requirements. Her primary areas of consultation and oversight include: BSA/AML/OFAC Independent Tests; AML System Validations; all areas of Loan Compliance (e.g., TILA, HMDA, CRA, TRID, RESPA, MLA, Flood, ECOA/Fair Lending), Deposit Compliance, and Marketing/Social Media Compliance; Trust Administration and Operations, Affiliate Transactions (23A) and Governance reviews; and ACH/NACHA Compliance Reviews. Kristen provides strategic advice, drafts policies and procedures, performs risk assessments and consults on board reporting, and provides one-on-one mentoring and customized training to all levels of the industry, from the frontline to the directorate. As part of her passion and concern for the industry, she has organized and facilitated user groups for AML systems and loan origination systems (LOS), and regularly hosts meetings of regional fraud/AML professionals, compliance officers, marketing officers, credit union control officers, and Trust Company/Department control officers.
Kristen J. Stogniew, Esq., AAP - Shareholder, Saltmarsh, Cleaveland & Gund
Kristen is a shareholder in the Financial Institutions Advisory Group of Saltmarsh, Cleaveland & Gund. She received her B.S. in Finance, Cum Laude, from the University of South Florida, and her J.D. Cum Laude from Stetson College of Law where she graduated 6th in her class. She has more than 20 years of experience as a trusted advisor to community banks and credit unions on legal, operational and compliance concerns. Kristen is an Adjunct Faculty Member at the Florida State University’s College of Law, and an instructor at the Florida Bankers Association Florida School of Banking, held at the University of Florida. She is a Certified Fraud Examiner and a member of the Institute of Internal Auditors, the Florida Bar Association, and the American Bar Association (Banking and Consumer Financial Services Law), and is a regular speaker at state and local industry, compliance and BSA/AML associations.
As Shareholder at Saltmarsh, Kristen leads a team of dedicated professional consultants who provide internal audits, compliance reviews and other consulting services and help our financial institution clients establish and maintain compliance with regulatory requirements. Her primary areas of consultation and oversight include: BSA/AML/OFAC Independent Tests; AML System Validations; all areas of Loan Compliance (e.g., TILA, HMDA, CRA, TRID, RESPA, MLA, Flood, ECOA/Fair Lending), Deposit Compliance, and Marketing/Social Media Compliance; Trust Administration and Operations, Affiliate Transactions (23A) and Governance reviews; and ACH/NACHA Compliance Reviews. Kristen provides strategic advice, drafts policies and procedures, performs risk assessments and consults on board reporting, and provides one-on-one mentoring and customized training to all levels of the industry, from the frontline to the directorate. As part of her passion and concern for the industry, she has organized and facilitated user groups for AML systems and loan origination systems (LOS), and regularly hosts meetings of regional fraud/AML professionals, compliance officers, marketing officers, credit union control officers, and Trust Company/Department control officers.
Hotel Information
|
Orlando Lake Mary Marriott
1501 International Pkwy Lake Mary, FL 32746 (407) 995-1100 Book your room online You can reserve your room online using the link above, or call the hotel directly at (407) 995-1100, and identify yourself with the FBA Annual BSA/AML School, to receive the $149 room rate. Please be sure to secure your room reservation as soon as possible before the room block is filled, or the cut off date of Friday, November 15, 2024. Reservations made after this date will be subject to group room and rate availability. |
Registration Information
Non-members are not able to register through the FBA Members Only portal, please fill out and submit a Non-Member Registration Form.
|
Who Should Attend?
This school is designed for those with various levels of experience; from those with new compliance assignments to supervisors to experienced veterans; for first-timers or those needing a little refresher, tune-up or exam prep.
|
Sponsorship Opportunities
|
Experience the unparalleled opportunity to connect with numerous compliance professionals, all in one dynamic event setting by sponsoring and/or exhibiting at the FBA's BSA/ALM Symposium .
For more information, contact: Brian Hickey (850) 701-3510 [email protected] |
|
Copyright Florida Bankers Association. All Rights Reserved.
Florida Bankers Association | 1001 Thomasville Rd, Suite 201 | Tallahassee, FL 32303 Phone: (850) 224-2265 | [email protected] | sitemap I Privacy Policy I Terms of Use |
|